A supportive approach to compliance

We have a supportive approach to compliance and our friendly, professional staff will work with you to keep your business safe.

A compliance department that works WITH you

Training and support are central to the ethos of our compliance team and they will work with you to keep your business safe. Our focus is on helping you achieve the best outcome for our customers and we prioritise well considered advice over the tick box approach often used to justify a recommendation.


We’ll provide extensive training to keep on top of your continued professional development goals and ongoing regulatory obligations. Training is conducted in the form of one to one, group and online sessions. The activity available specifically targets technical, product and service awareness, as well as more strategic updates on the wider market and business opportunities.

Friendly and approachable

Our compliance team are friendly and approachable and are only ever a phone call away to help you with any queries you may have. They also run regular in-house training sessions to help you learn how to use our systems and submit compliant business to us.

People shouldn’t enjoy days on compliance training but it was made enjoyable and fun, great lunch too! Already had two training days and
another in the diary. These aren’t all product push and compliance but ways to share with other advisers and all be successful as a collective.

Jim Withers